Political parties and pressure groups are the twin pillars of representative democracy. While political parties seek to capture state power through electoral competition, pressure groups seek to influence state decisions without directly contesting elections. Together they constitute the articulation machinery of democratic politics.

Political Parties: Definition and Functions

A political party is a voluntary association of people who share common political beliefs and work together to win elections, form governments, and implement their policies.

Functions in democracy:

  • Contest elections and form governments
  • Aggregate and articulate public interests
  • Political socialisation and public education
  • Provide loyal opposition and accountability
  • Link citizens to the state (intermediary function)
  • Recruit and train political leadership

ECI Recognition: National and State Parties

The Election Commission of India (ECI) grants formal recognition under the Election Symbols (Reservation and Allotment) Order, 1968. Recognition determines entitlement to reserved election symbols and free broadcast time.

National Party Recognition Criteria (any one of the following)

Criterion Requirement
State party status Recognised as a State Party in at least 4 states
Vote share Secures 6% of valid votes in Lok Sabha or Assembly elections in 4 or more states AND wins 4 Lok Sabha seats
Lok Sabha seats Wins 2% of Lok Sabha seats (currently 11 seats) from at least 3 different states

Current National Parties (as of March 2024)

As per the ECI's published list dated 23 March 2024, India has 6 recognised National Parties:

Party Full Name
BJP Bharatiya Janata Party
INC Indian National Congress
AAP Aam Aadmi Party
BSP Bahujan Samaj Party
CPI(M) Communist Party of India (Marxist)
NPP National People's Party

Note: In April 2023, the ECI revoked the national party status of TMC (Trinamool Congress), NCP (Nationalist Congress Party), and CPI (Communist Party of India). AAP was elevated to national party status in 2023.

State Party Recognition Criteria

A party is recognised as a State Party in a state if it fulfils any one condition:

  • Gets at least 6% of valid votes in a state election and wins at least 2 Assembly seats in that state
  • Wins at least 3% of total seats in the state legislature (minimum 3 seats)
  • Wins at least 1 Lok Sabha seat for every 25 Lok Sabha seats allotted from that state
  • Gets at least 8% of valid votes in a general election (Lok Sabha or Assembly) in that state

India's Multiparty System

India operates a multiparty system reflecting its social, linguistic, regional, and ideological diversity.

System Examples Characteristics
Two-party USA, UK Stable governments, clear mandates
Dominant party India (1952–1989: Congress era) One party consistently in power
Multiparty India (post-1989) Coalition governments, bargaining politics

Challenges of India's multiparty system: coalition instability, horse-trading, regional parties with disproportionate influence, personality-based parties with weak ideology.

Inner-Party Democracy and Its Absence

India's political parties suffer from weak inner-party democracy. The Law Commission's 255th Report (2015) noted that most parties are controlled by families or central high commands. The ECI has limited powers to enforce internal elections as parties are not subject to RTI.

Concerns include:

  • Dynastic control (Gandhi family in INC, Yadav families in SP/RJD)
  • Party funds not transparently audited
  • Candidate selection centralised, not democratised

Electoral Funding and Reforms

Electoral Bonds: Struck Down (February 2024)

The Electoral Bond Scheme (introduced January 2018) allowed companies and individuals to purchase bearer bonds from SBI and donate anonymously to political parties. The scheme was challenged for violating voters' right to information.

On 15 February 2024, a five-judge Constitution Bench of the Supreme Court (Chief Justice D.Y. Chandrachud) unanimously struck down the Electoral Bond Scheme as unconstitutional, holding that it:

  • Violated Article 19(1)(a) — right to information (voters' right to know political funding sources)
  • Was disproportionate: anonymity favoured quid-pro-quo corporate donations
  • The Court directed SBI to submit data to ECI, which was then published

Other electoral finance rules:

  • Individual/company donations above ₹20,000 must be disclosed in party accounts
  • Corporate donations capped at 7.5% of net average profits of last 3 years (Companies Act 2013)
  • State funding of elections — debate ongoing; Second ARC recommended state funding
  • FCRA restrictions: Foreign contributions to political parties are prohibited under FCRA, 2010

Anti-Defection Law (Tenth Schedule)

The Anti-Defection Law was introduced by the 52nd Constitutional Amendment Act, 1985, inserting the Tenth Schedule to the Constitution. Its object was to curb political defections that caused governmental instability.

Grounds for Disqualification

A member of Parliament or State Legislature is disqualified if:

  1. Voluntarily gives up membership of the political party on whose ticket they were elected
  2. Votes or abstains from voting contrary to the direction of their party (whip)
  3. An independently elected member joins any political party after election
  4. A nominated member joins any party after 6 months from taking seat

Exceptions (Mergers)

Disqualification does NOT apply if at least two-thirds of members of the legislature party merge with another party. (Originally, the "one-third split" provision was there — removed by 91st Amendment, 2003.)

Role of the Speaker and Judicial Review

  • The Speaker/Chairman of the House is the adjudicating authority
  • In Kihoto Hollohan v. Zachillhu (1992), the Supreme Court upheld the Tenth Schedule but declared the finality clause unconstitutional — Speaker's decisions are subject to judicial review on grounds of malafides and perversity
  • Courts cannot intervene before the Speaker pronounces a decision (interim bar)
  • Criticism: Speaker acts as judge in own cause; can be biased towards ruling party

91st Amendment (2003): Strengthened anti-defection — disqualified members cannot be appointed as Ministers for the remainder of the term.

Pressure Groups: Definition and Types

A pressure group (also called an interest group) is an organised group that seeks to influence government policy or legislation without seeking to form the government itself.

Classification

Sectional (Interest) Groups — represent a particular section of society:

Type Examples in India
Trade Unions INTUC (Indian National Trade Union Congress), AITUC (All India Trade Union Congress), BMS (Bharatiya Mazdoor Sangh)
Business Associations CII (Confederation of Indian Industry), FICCI (Federation of Indian Chambers of Commerce and Industry), ASSOCHAM
Farmers' Organisations BKU (Bharatiya Kisan Union), AIKSCC
Professional Bodies IMA (Indian Medical Association), BCI (Bar Council of India)

Promotional (Issue/Cause) Groups — promote a cause or value rather than a sectional interest:

Type Examples
Religious-cultural VHP (Vishwa Hindu Parishad), Jamaat-e-Islami
Human rights PUCL (People's Union for Civil Liberties)
Environmental Chipko movement, Narmada Bachao Andolan
Consumer CUTS International

Methods Used by Pressure Groups

Method Examples
Electioneering Endorsing/funding candidates, voter mobilisation
Lobbying Direct contact with legislators, bureaucrats
Litigation/PIL Using courts to challenge policies
Public campaigns Media campaigns, public meetings, social media
Direct action Strikes, dharnas, road blocks, hunger strikes
Insider strategy Members on government committees, advisory boards

NGOs as Pressure Groups

Non-Governmental Organisations (NGOs) occupy a hybrid space — they deliver services like pressure groups but also advocate for policy change. Examples: Amnesty International India, CRY, Pratham.

FCRA 2010 regulates foreign funding to NGOs — concerns about foreign-funded NGOs influencing domestic policy have led to several organisations losing FCRA registration.

Distinction: Political Parties vs Pressure Groups

Feature Political Party Pressure Group
Goal Capture power (form government) Influence policy (not form government)
Electoral participation Contests elections Does not contest elections (generally)
Accountability Electorally accountable No formal accountability
Membership Open, broad-based Narrow, sectional/issue-based
Scope Wide range of issues Usually one or few issues
Examples BJP, INC, AAP CII, BKU, IMA

India vs USA vs UK: Pressure Group Regulation

Aspect India USA UK
Lobbying regulation No formal lobbying law Lobbying Disclosure Act, 1995 (registered lobbyists) Lobbying (Transparency) Act, 2014 (register of consultant lobbyists)
Super PACs Not applicable Yes — Political Action Committees (PACs), Super PACs after Citizens United (2010) Not applicable
Foreign funding FCRA, 2010 restricts foreign funding to parties and NGOs FARA (Foreign Agents Registration Act) Electoral Commission rules
Transparency Weak — no lobbying register Strong — disclosure mandatory Moderate — voluntary register becoming mandatory

Exam Strategy

For Prelims:

  • Current national parties list (6 as of March 2024: BJP, INC, AAP, BSP, CPI-M, NPP)
  • ECI recognition criteria — exact numbers (6% + 4 seats, or 2%, or 4-state recognition)
  • 10th Schedule → 52nd Amendment, 1985; 91st Amendment, 2003 removed 1/3 split
  • Electoral Bond Scheme struck down: 15 February 2024, Article 19(1)(a)
  • Kihoto Hollohan case (1992) — Speaker's decisions subject to judicial review

For Mains (GS2):

  • Inner-party democracy — why important, what reforms needed (Law Commission, Second ARC)
  • Electoral funding reforms — post-Electoral Bond judgment, what next? State funding debate
  • Pressure groups' role: legitimate intermediaries vs threats to policy (foreign-funded NGOs angle)
  • Distinguish between pressure groups and political parties with Indian examples

Previous Year Questions (PYQs)

Prelims

  1. Which of the following is the criterion for recognition of a political party as a National Party? (UPSC 2014) — 6% of valid votes + 4 LS seats in 4 states, or 2% LS seats from 3 states
  2. The Tenth Schedule of the Indian Constitution deals with: — Anti-defection provisions
  3. With reference to the Election Commission of India, which of the following is/are its functions? (UPSC 2017)
  4. The Electoral Bond Scheme was struck down by the Supreme Court in February 2024 on the grounds of violating: — Article 19(1)(a)

Mains

  1. "The Anti-Defection Law has curtailed floor crossing but has made legislators slaves of the party whip." Critically examine with reference to inner-party democracy and judicial oversight. (GS2, 250 words)
  2. What are pressure groups? Distinguish between sectional and promotional pressure groups with Indian examples. How do they influence public policy? (GS2, 150 words)
  3. Examine the role of money power in elections in India. What reforms have been suggested to ensure cleaner electoral financing? (GS2, 250 words) — Relevant after Electoral Bond judgment